"RULES OF REASONING IN PHILOSOPHY
We
are to admit no more causes of natural things than such as are both true
and sufficient to explain their appearances.
To this purpose the philosophers say
that Nature does nothing in vain, and more is in vain when less will
serve; for Nature is pleased with simplicity, and affects not the pomp
of superfluous causes.
Therefore to the same natural effects we must, as far as possible,
assign the same causes.
As to respiration in a man and in a
beast; the descent of stones in Europe and in America; the light of our
culinary fire and of the sun; the reflection of light in the earth, and
in the planets.
The
qualities of bodies, which admit neither intensification nor remission
of degrees, and which are found to belong to all bodies within the reach
of our experiments, are to be esteemed the universal qualities of all
bodies whatsoever.
For since the qualities of bodies are
only known to us by experiments, we are to hold for universal all such
as universally agree with experiments; and such as are not liable to
diminution can never be quite taken away. We are certainly not to
relinquish the evidence of experiments for the sake of dreams and vain
fictions of our own devising; nor are we to recede from the analogy of
Nature, which is wont to be simple, and always consonant to itself. We
no other way know the extension of bodies than by our senses, nor do
these reach it in all bodies; but because we perceive extension in all
tht are sensible, therefore we ascribe it universally to all others
also. That abundance of bodies are hard, we learn by experience; and
because the hardness of the whole arises from the hardness of the parts,
we therefore justly infer the hardness of the undivided particles not
only of the bodies we feel but of all others. That all bodies are
impenetrable, we gather not from reason, but from sensation. The bodies
which we handle we find impenetrable, and thence conclude
impenetrability to be an universal property of all bodies whatsoever.
That all bodies are movable, and endowed with certain powers (which we
call the inertia) of persevering in their motion, or in their rest, we
only infer from the like properties observed in the bodies which we have
seen. The extension, hardness, impenetrability, mobility, and inertia of
the whole, result from the extension, hardness, impenetrability,
mobility, and inertia of the parts; and hence we conclude the least
particles of all bodies to be also all extended, and hard and
impenetrable, and movable, and endowed with their proper inertia. And
this is the foundation of all philosophy. Moreover, that the divided but
contiguous particles of bodies may be separated from one another, is
matter of observation; and, in the particles that remain undivided, our
minds are able to distinguish yet lesser parts, as is mathematically
demonstrated. But whether the parts so distinguished, and not yet
divided, may, by the powers of Nature, be actually divided and separated
from one another, we cannot certainly determine. Yet, had we the proof
of but one experiment that any undivided particle, in breaking a hard
and solid body, suffered a division, we might by virtue of this rule
conclude that the undivided as well as the divided particles may be
divided and actually separated to infinity.
Lastly, if it universally appears, by
experiments and astronomical observations, that all bodies about the
earth gravitate towards the earth, and that in proportion to the
quantity of matter which they severally contain; that the moon likewise,
according to the quantity of its matter, gravitates towards the earth;
that, on the other hand, our sea gravitates towards the moon; and, all
the planets one towards another; and the comets in like manner towards-
the sun; we must, in consequence of this rule, universally allow that
all bodies whatsoever are endowed with a principle of mutual
gravitation.
For the argument from the appearances
concludes with more force for the universal gravitation of all bodies
than for their impenetrability; of which, among those in the celestial
regions, we have no experiments, nor any manner of observation. Not that
I affirm gravity to be essential to bodies: by their vis insita I mean
nothing but their inertia. This is immutable. Their gravity is
diminished as they recede from the earth.
In
experimental philosophy we are to look, upon propositions inferred by
general induction from phenomena as accurately or very nearly true,
notwithstanding any contrary hypotheses that may be imagined, till such
time as other phenomena occur, by which they may cither be made more
accurate, or liable to exceptions.
This rule we must follow, that the
argument of induction may not be evaded by hypotheses."
Here are a few brief comments on the above Rules:
Rule I: This clearly is a version of
Ockham's Razor, that in turn can
be both defended and explained by
Probability Theory:
Given that:
pr(P|T)=1 - T implies P so the
probability of P given T is 1
pr(T)=t - Let t be the probability of T
and assume 0<t<1
p(P)=p - Let p be the probability of
P and assume 0<p<1
it follows that
pr(T|P)=pr(P|T)*p(T):pr(P) - by
probability theory
=
t:p
- by the above assumptions
t:p >
t
- since 0<p<1
Newton's own justification "To this purpose the philosophers say
that Nature does nothing in vain, and more is in vain when less will
serve; for Nature is pleased with simplicity, and affects not the pomp
of superfluous causes." can be similarly defended and explained,
but involves an extra hypothesis about nature, namely "Nature
is pleased with simplicity, and affects not the pomp of superfluous
causes".
This may be true, but it seems more sensible to say that that the
human mind is pleased with simplicity, and this predelection
for simple hypotheses quite often has been found to be
adequate to the facts that nature
produces.
Rule II: This is a simple logical
consequence from Rule I.
Newton's examples under it are fine applications of it.
Rule III: This is an assumption from
which Rule IV follows, that allows induction in Newton's sense.
It is noteworthy that Rule III has two qualification: It concerns "qualities
of bodies" which are best taken in the sense of
properties, but then Newton adds that
these must be such as "admit
neither intensification nor remission of degrees" and
also such as "are
found to belong to all bodies within the reach of our experiments".
The first qualification can be understood as meaning that Newton only
wanted to propose the rule for constant i.e.
invariant properties, or also, such
properties as do not come naturally (we suppose) in terms of more or
less. It does not seem to me to be very useful a restriction, but it
seems probable that Newton added it to increase the plausibility of Rule
III or to avoid possible difficulties with it.
But it seems quite sensible to propose a
theory of the form "With this disease, you will get a fever that
first goes up to approximately 39 degrees Celsius, after which it will
go down, if you live" and the like.
The second qualification is relevant, and what Newton in fact
proposes comes down to a rule which may be written in logical notation
as follows:
(x)(x is A & x is Experienced --> x is C)
-------------------------------------- ergo by Rule III
(x)(x is A --> x is C)
In words: If everything in our experience (experiments) that is A
also is C, then (by Rule III) everything that is A, also outside our experience, is C.
For the problems related to this rule see
Induction and the
Problem of Induction.
It should be fairly evident, at least, to any intelligent reader that
the rule as stated is not deductively valid. In defense of Newton it
should be added that he was quite obviously aware of it, for else he
would not have proposed it as a rule, and that if we can learn from
experience about nature, then nature must have some properties that
satisfy Rule III.
Newton's explanation and defense of Rule III
is quite interesting, and he is quite right that something like
Rule III "is the
foundation of all philosophy" - where "philosophy" means "science".
For more, see
Hume's Enquiry concerning Human
Understanding, especially
section IV (which is on this site with my comments).
Rule IV: This is a logical consequence
of Rule III.
It may be restated in terms of abduction,
namely as follows - in which case it ceases to be implied by Rule III:
'In
experimental philosophy we are to look upon propositions inferred by
abduction from phenomena as
possible explanations, that may be true,
and that can be tested when other relevant phenomena occur, by which
they may be either made more accurate, or liable to exception.'
And in this form it seems to me to be quite true. See
section IV of Hume's Enquiry
concerning Human Understanding, the
Problem of Induction,
and Theory. Also, in the sense in which I
use terms, that accords with probability theory,
it is the last part of the rule -
tested when other relevant phenomena occur, by which they may be either
made more accurate, or liable to exception - that corresponds
with and is properly called induction.
Hence, it may be fairly said that Bacon, Newton and Hume confused
induction with
abduction, and that they missed the principle of
elementary probability theory explained above, that also forms the basis
of Bayesian reasoning, whereas
my solution of the
problem of induction undoes the confusion and adds some new
hypotheses for
reasoning with probabilities.
And it is interesting to remark on Newton's explanation under Rule IV
- "This rule we must follow, that the
argument of induction may not be evaded by hypotheses" - although
it merely restates what was already affirmed by Newton, may well explain
Newton's claim that "Hypotheses non fingo" i.e. "I make no hypotheses",
it this is read as he clearly intended it: "I make no ad hoc
hypotheses".
However, it should be noted that, unlike Newton, in the restated form
of Rule IV it is not to claimed that the propositions inferred by
abduction are to be looked upon as accurately and very nearly true, but
only as possible explanations, that may be the best we can offer on our
present knowledge, but may need further confirmation by induction as I
use that term, to come to be regarded as more probably true than not.
And there are several problems here, of which I have treated most in
"The Solution of the
Problem of Induction", especially
the last section.
I here merely remark that I replace there Newton's
Rule III by a postulate or rule that must
be added to any empirical theory T in order to test it, and which is to
the following effect:
- Everything that is relevant to the
predictions that T implies (and thus explains) also is implied as
relevant by the theory
where "relevant" is understood in
as in probability theory: Q is relevant to T iff the probability of T
given Q is different from the probability of T given ~Q.
This rule also implies ad hoc hypotheses are excluded, and
implies that what the theory asserts if it holds at all holds
unconditionally, which includes time, and thus also solves Goodman's New
Riddle of Induction, and also deductively entails what Newton presumed
in general, namely that what the theory asserts and is known to hold
inside experience also holds outside experience.
Indeed, the postulate enables one to test theories given
predictions by enabling one to abstract from irrelevant circumstances,
which always exist: Whatever is not entailed as relevant by the
theory is irrelevant to it.
It differs from Newton's postulates in six ways:
- It is probabilistic;
- it is not claimed to yield
true or nearly true conclusions but merely possibly true conclusions,
not known to be false;
- it concerns a postulate for the
testing of theories, rather than for the inference of
theories;
- it replaces what Newton
called "induction" by "abduction",
that has another kind of analysis: Newton's inductions are
generalizations of experience, whereas abductions are inferences of
explanations for given facts
- it requires that an abduction is
tested, by "induction" in a new
sense, namely confirmation in the probabilistic sense;
- it is a local rather than a
universal postulate: It must be supposed to be added to any
specific theory, for indeed without the postulate a theory cannot be
tested, since anything whatsoever may be relevant to it.
The last point is to be understood also in a methodological sense,
and indeed a good part of experimental methodology consists in trying to
make sure that one's experiments are not biased or influenced by unknown
factors.
This usually requires considerable care, and in this sense it is
local, but since one cannot exclude more factors experimentally than one
knows or suspects, and since there always may be factors one does not
know or suspect, one must make the postulate.
Accordingly, what follows if such a theory is contradicted by
experimental evidence is indeed that the theory is refuted, for it was
assumed the theory entails all factors that are relevant.
These matters are more fully analyses in my solution of the
problem of induction and in the
Rules of
Probabilistic Reasoning.