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THE PRINCE

by Nicolo Machiavelli
comments by Maarten Maartensz


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CHAPTER VIII

Concerning Those Who Have Obtained A Principality By Wickedness

Note 1:

ALTHOUGH a prince may rise from a private station in two ways, neither of which can be entirely attributed to fortune or genius, yet it is manifest to me that I must not be silent on them, although one could be more copiously treated when I discuss republics. These methods are when, either by some wicked or nefarious ways, one ascends to the principality, or when by the favour of his fellow-citizens a private person becomes the prince of his country. And speaking of the first method, it will be illustrated by two examples- one ancient, the other modern- and without entering further into the subject, I consider these two examples will suffice those who may be compelled to follow them.

This is mostly ironical, also following hard on the heels of the chapter in which Cesare Borgia is praised for his qualities of leadership. Machiavelli no doubt believed that - as Lord Acton put it - "All power corrupts, and absolute power corrupts absolutely.  Great men are almost always bad men."

The reason "Great men" - political leaders, specifically - " almost always are bad men" is that they can rise to power and eminence, and stay there, such as the world is and men are, only by duplicity, dishonesty, hypocrisy and fraud. And indeed, apart from that power corrupts anyway.

Such means as make one into a political leader are mostly evil means, when considered in terms of the moral judgments men ordinarily judge men by.

Likewise, incidentally:

  • Nearly all men are bad, by such moral principles as they themselves profess, and
  • nearly all men, in nearly all social circumstances, behave mostly as hypocrites, conformists, and followers of fashion, whether in clothing and behavior or in opinion.

Machiavelli, very probably, would have concurred - and added:

Seeing that these are the real facts, and seeing that we all only live once, and in one and the same world, by all means let us try to work out such realistic principles as allow most men to lead good lives, in so far as this is humanly possible.

Also, what one can rationally criticize a political leader for are not his duplicity, dishonesty, hypocrisy and fraud, for he cannot reach eminence without these, but his ignorance of men and affairs, his lack of courage and character, and the ends at which he aims and the general conceptions on which these ends are founded.    Back.


Note 2: Let us clearly note what means it takes to obtain supreme power:

"One morning he assembled the people and senate of Syracuse, as if he had to discuss with them things relating to the Republic, and at a given signal the soldiers killed all the senators and the richest of the people; these dead, he seized and held the princedom of that city without any civil commotion."

This is cruel, immoral and dishonest, but it does work. Also, not only does it work:

Once one has become a leader, by whatever means, one automatically is respected, supported and tolerated, indeed venerated, by the population one represses or deceives, because men mostly are thus: they do follow leaders, especially if these pose as benevolent, wise and prudent men, and have also something to reward those they wish to enlist in their service or keep quiet.    Back.


Note 3: This indeed is rather ambiguous, probably mostly on purpose:

On the one hand, Machiavelli depicts this dictator as having "genius" and "greatness of mind", and depicts his achievements - seizing and holding power in his city - as being due to his intelligence and courage; on the other hand, Machiavelli deplores the means used, and says

"Yet it cannot be called talent to slay fellow-citizens, to deceive friends, to be without faith, without mercy, without religion; such methods may gain empire, but not glory."

and tops this with

"Nevertheless, his barbarous cruelty and inhumanity with infinite wickednesses do not permit him to be celebrated among the most excellent men."

However, Machiavelli's real message is:

If you want to succeed, these are the means you must be willing and able to use, and must expect to be used willingly against you. Furthermore, he proceeds to draw a lesson from this "barbarous cruelty and inhumanity with infinite wickednesses", that follows later on.   Back.


Note 4:

...Oliverotto da Fermo...

Another Machiavellian example of a contemporary he knew, also an admirer of Cesare Borgia, who achieved power by such means as Machiavelli discusses in "The Prince" and recommends to would-be princes and princelings, and all manner of political leaders - not because such means are moral, for they are not, but because such means are used, and effective, unlike more moral means, basically because of the qualities most men have and lack.

Let's see what Machiavelli lists, as factual qualities and behaviors of one who did effectively seize power in a state:

  • being endowed with wit and a vigorous body and mind
  • it appearing to him a paltry thing to serve under others
  • finding fools to whom the slavery of their country was dearer than its liberty
  • using duplicity, treachery and false promises

Back.


Note 5: Further characteristics of a successful aspiring political dictator:

  • murdering those in power through treachery and false promises
  • forcing the people to obey by making them fear doing anything else
  • killing all the malcontents who were able to injure him
  • strengthened himself with new civil and military ordinances

But then this very exemplary specimen of a political careerist himself was tricked and murdered by Machiavelli's prime exponent of political leadership and prime example of means calculated to be effective in politics, namely Cesare Borgia.    Back.


Note 6: Here Machiavelli answers the question why some cruel politicians succeed and others soon fail (in the 20th Century e.g. Stalin compared to Pol Pot). His answer is:

"I believe that this follows from severities being badly or properly used. Those may be called properly used, if of evil it is lawful to speak well, that are applied at one blow and are necessary to one's security, and that are not persisted in afterwards unless they can be turned to the advantage of the subjects. The badly employed are those which, notwithstanding they may be few in the commencement, multiply with time rather than decrease."

That seems mostly correct, but Machiavelli was not acquainted with modern totalitarian police states, in which cruel leaders may well hold power for a generation or more (as did Stalin, Mao, Assad, Kim Il Sung, Sadam Hussein and quite a few others in the 20th C).

The reason for this is that with modern technology and weaponry it is much easier to repress a population ruthlessly than it used to be in previous centuries.   Back.


Note 7: The previous paragraph issues in the following advice of Machiavelli to aspiring political leaders:

"in seizing a state, the usurper ought to examine closely into all those injuries which it is necessary for him to inflict, and to do them all at one stroke so as not to have to repeat them daily; and thus by not unsettling men he will be able to reassure them, and win them to himself by benefits."

which is, in its own way, sound and humane enough, and in modern times no longer applicable: A political tyrant who is willing to go as far as technology may carry him, can subjugate an enormous population with a small force - as shown in the former Soviet Union, Communist China, or modern Iraq.   Back.


Note 8:

And above all things, a prince ought to live amongst his people in such a way that no unexpected circumstances, whether of good or evil, shall make him change; because if the necessity for this comes in troubled times, you are too late for harsh measures; and mild ones will not help you, for they will be considered as forced from you, and no one will be under any obligation to you for them.

Another piece of Machiavellian advice to political leaders: Whatever your style of rule is, let it be constant, for men like their rulers to be predictable.

Unfortunately, the previous remark applies: Modern holders of supreme powers have a much more powerful technology to support them than previous holders of supreme powers - which incidentally not only holds for arms and information (spying), but also for propaganda and the control of the media.   Back.


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